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Surveillance Coordinator

Financial institution
Key Responsibilities:
  • Ensures the supervision of trading activities on the markets operated by our client (regulated market and multilateral trading system) in accordance with the applicable regulatory framework in order to identify suspicious transactions/orders, violation of trading rules, which may affect the orderly functioning of the market as well as practices which may involve market abuse;

  • Monitors trading activity on regulated markets and the multilateral trading system in order to identify suspicious transactions/orders, breach of trading rules, which may affect the orderly functioning of the market, as well as practices that could involve market abuse;

  • Perform ad-hoc reviews of trading activity by analyzing complex situations, identifying high-risk behaviors, and applying judgment to resolve issues in an efficient manner;

  • Contribute to design and development of controls to enhance surveillance coverage, including but not limited to various forms of conduct risk, and market manipulation

  • 5+ years of relevant working experience in the financial services industry in Compliance or Internal Auditor with a securities exchange or a securities regulator

  • High attention to details

  • Strong analytical and investigative skills

  • Ability to manage multi-task, and handle multiple compliance reviews and projects at the same time and meet deadlines

  • Proactive in identifying risks and proposing solutions

  • Strong computer skills including MS Office Suite

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